# SIE Exam Prep: Practice Tests — Securities Mock Tests & Review

> Securities Mock Tests & Review (iPhone/iPad app by Davy Raitt.)

- Source: https://appshunter.io/ios/app/sie-exam-prep-practice-tests/id6805603460 (this page in markdown: same URL + `.md`)
- Developer: [Davy Raitt](https://appshunter.io/developer/1795318281)
- Category: Education, Productivity
- Price: Free
- Age rating: 4+
- Requires: iOS 15.0 · 34 MB
- Languages: American English
- Released: 2026-09-10
- Data updated: 2026-09-28
- User reviews in markdown: https://appshunter.io/ios/app/sie-exam-prep-practice-tests/id6805603460/reviews.md

## What is SIE Exam Prep?

PASS YOUR SECURITIES INDUSTRY ESSENTIALS EXAM
Master FINRA's SIE exam with 500+ practice questions designed to build real confidence and help you pass on your first attempt.

500+ practice questions
5-minute study sessions
Track your progress
Remove mastered questions
Text-to-speech support
Dark mode available

WHY GET CERTIFIED?

Securities & Financial Services professionals earn up to $203K annually. The SIE exam is your gateway credential to a rewarding career in the financial industry and a prerequisite for advanced FINRA licensing exams.

WHAT YOU'LL MASTER:

• Equity Securities including Common Stock, Preferred Stock, Rights, Warrants, and ADRs
• Debt Instruments covering Treasury, Agency, Corporate, and Municipal Bonds
• Bond Pricing, Yields, and Interest Rate Sensitivity
• Options fundamentals including Puts, Calls, Intrinsic Value, and Time Value
• Mutual Funds and Open-End Investment Companies
• ETFs, Closed-End Funds, and Unit Investment Trusts
• Municipal Securities including GO Bonds vs Revenue Bonds
• Variable Contracts and Annuities
• Direct Participation Programs and REITs
• Investment Risks including Market, Credit, Interest Rate, Liquidity, Inflation, and Currency Risk
• Risk Mitigation and Diversification Strategies
• Trading and Customer Account Types
• Prohibited Activities and Regulatory Compliance
• Capital Markets Structure and Function
• Regulatory Framework Overview including FINRA, SEC, and SRO Roles

STUDY ANYWHERE:

Coffee breaks. Commutes. Lunch hours. Turn dead time into Securities & Financial Services expertise.
Download now. Pass your exam. Master Securities & Financial Services.


## Version history (last 1 release)

### 1.0.0 — 2026-09-10

No release notes.

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All apps by Davy Raitt: https://appshunter.io/developer/1795318281

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*Data collected daily from the US App Store and indexed by [AppsHunter](https://appshunter.io/). User reviews are verbatim App Store reviews. Ratings, prices and chart positions refresh continuously; this snapshot is from 2026-09-28.*